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Thomas L Balis

BALIS ENTERPRISES LLC·CHESTER SPRINGS, Pennsylvania
Series 6Clean record5 years registeredBALIS ENTERPRISES LLC
1881 HORSESHOE TRL, CHESTER SPRINGS, PA 19425CRD# 4626837Firm CRD# 315130

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas L Balis · CHESTER SPRINGS, PA
Registration
CRD #4626837 · BALIS ENTERPRISES LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

CORNERSTONE PORTFOLIO RESEARCH
Jul 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Registration record
First registered · July 16, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BALIS ENTERPRISES LLC
CRD 315130 · SEC 801-121634
AUM
$1.4B
Regulatory assets under management
Employees
5
4 client accounts
Services offered by BALIS ENTERPRISES LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BALIS ENTERPRISES LLC →
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05

Frequently Asked Questions

What services does Thomas L Balis offer?
Thomas L Balis specializes in Investment Management, Wealth Management. Contact their office in CHESTER SPRINGS, Pennsylvania for a consultation.
What are Thomas L Balis's credentials?
Thomas L Balis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas L Balis located?
Thomas L Balis is based in CHESTER SPRINGS, Pennsylvania, working with BALIS ENTERPRISES LLC. Their office serves clients in the CHESTER SPRINGS metropolitan area and surrounding communities.
How does Thomas L Balis charge for services?
Thomas L Balis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BALIS ENTERPRISES LLC?
BALIS ENTERPRISES LLC has approximately 5 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Pennsylvania
PITTSBURGH (289)PHILADELPHIA (208)WAYNE (87)RADNOR (71)BERWYN (68)MALVERN (58)WEST CONSHOHOCKEN (56)LANCASTER (55)CONSHOHOCKEN (50)WYOMISSING (48)
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Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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