Unclaimed Profile

James Vincent Kelly

KELLY CAPITAL MANAGEMENT, LLC·CHADDS FORD, Pennsylvania

Series 7, Series 63, Series 65Clean record24 years registeredKELLY CAPITAL MANAGEMENT, LLC

1204 BALTIMORE PIKE, CHADDS FORD, PA 19317-7374CRD# 800928Firm CRD# 132039

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Vincent Kelly · CHADDS FORD, PA

Registration

CRD #800928 · KELLY CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KELLY CAPITAL MANAGEMENT, LLC

SMITHBRIDGE ASSET MANAGEMENT, INC.

May 2021 – Oct 2024

CHADDS FORD, PA

KELLY CAPITAL MANAGEMENT, LLC

Oct 2004 – Jul 2021

AVONDALE, PA

WALNUT ASSET MANAGEMENT LLC

Jul 2002 – Nov 2004

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KELLY CAPITAL MANAGEMENT, LLC

CRD 132039 · SEC 801-63352

AUM

$55M

Regulatory assets under management

Employees

173 client accounts

Services offered by KELLY CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KELLY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Vincent Kelly offer?

James Vincent Kelly specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Vincent Kelly's credentials?

James Vincent Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Vincent Kelly located?

James Vincent Kelly is based in CHADDS FORD, Pennsylvania, last registered with KELLY CAPITAL MANAGEMENT, LLC.

How does James Vincent Kelly charge for services?

James Vincent Kelly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KELLY CAPITAL MANAGEMENT, LLC?

KELLY CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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