Unclaimed Profile

Christopher Scott O'grady

DAKOTA INVESTMENTS, LLC·BRYN MAWR, Pennsylvania

SIE, Series 3, Series 7, Series 63, Series 65Clean record26 years registeredDAKOTA INVESTMENTS, LLC

925 W. LANCASTER AVENUE, BRYN MAWR, PA 19010CRD# 2103445Firm CRD# 290284

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Scott O'grady · BRYN MAWR, PA

Registration

CRD #2103445 · DAKOTA INVESTMENTS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

ABSOLUTE INVESTMENT ADVISERS, LLC

Jul 2024 – present

FORESIDE FUND SERVICES, LLC

Nov 2023 – present

DAKOTA INVESTMENTS, LLC

Jan 2018 – Oct 2023

BRYN MAWR, PA

DEUTSCHE BANK SECURITIES INC.

Sep 2002 – Dec 2002

CHICAGO, IL

BANC OF AMERICA SECURITIES LLC

Apr 2000 – Jul 2002

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · April 3, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAKOTA INVESTMENTS, LLC

CRD 290284 · SEC 801-112120

AUM

$51M

Regulatory assets under management

Employees

1 client accounts

Services offered by DAKOTA INVESTMENTS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at DAKOTA INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Scott O'grady offer?

Christopher Scott O'grady specializes in Investment Management, Fee-Only Advisory. Contact their office in BRYN MAWR, Pennsylvania for a consultation.

What are Christopher Scott O'grady's credentials?

Christopher Scott O'grady is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Scott O'grady located?

Christopher Scott O'grady is based in BRYN MAWR, Pennsylvania, working with DAKOTA INVESTMENTS, LLC. Their office serves clients in the BRYN MAWR metropolitan area and surrounding communities.

How does Christopher Scott O'grady charge for services?

Christopher Scott O'grady's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAKOTA INVESTMENTS, LLC?

DAKOTA INVESTMENTS, LLC has approximately 6 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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