Unclaimed Profile

Ajay Raghunath Dravid

AMPERSAND INVESTMENT MANAGEMENT, LLC·BRISTOL, Pennsylvania

SIE, Series 3, Series 7, Series 63, Series 65Clean record28 years registeredAMPERSAND INVESTMENT MANAGEMENT, LLC

10 CANAL STREET, BRISTOL, PA 19007CRD# 2471626Firm CRD# 305357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ajay Raghunath Dravid · BRISTOL, PA

Registration

CRD #2471626 · AMPERSAND INVESTMENT MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMPERSAND INVESTMENT MANAGEMENT, LLC

SALOMON BROTHERS ASSET MANAGEMENT INC

Jun 1998 – Aug 2002

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · June 19, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMPERSAND INVESTMENT MANAGEMENT, LLC

CRD 305357 · SEC 801-117309

AUM

$22M

Regulatory assets under management

Employees

2 client accounts

Services offered by AMPERSAND INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at AMPERSAND INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ajay Raghunath Dravid offer?

Ajay Raghunath Dravid specializes in Investment Management, Fee-Only Advisory.

What are Ajay Raghunath Dravid's credentials?

Ajay Raghunath Dravid is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ajay Raghunath Dravid located?

Ajay Raghunath Dravid is based in BRISTOL, Pennsylvania, last registered with AMPERSAND INVESTMENT MANAGEMENT, LLC.

How does Ajay Raghunath Dravid charge for services?

Ajay Raghunath Dravid's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMPERSAND INVESTMENT MANAGEMENT, LLC?

AMPERSAND INVESTMENT MANAGEMENT, LLC has approximately 5 employees and manages $22M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at AMPERSAND INVESTMENT MANAGEMENT, LLC

Randolph Scott Victor

BRISTOL, PA

Rufus Grady Rankin

BRISTOL, PA

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Pennsylvania

PITTSBURGH (289)PHILADELPHIA (208)WAYNE (87)RADNOR (71)BERWYN (68)MALVERN (58)WEST CONSHOHOCKEN (56)LANCASTER (55)CONSHOHOCKEN (50)WYOMISSING (48)

City Guides

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Research

Advisor Fees in Pennsylvania National Fee Analysis

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