Unclaimed Profile

Raymond Noah Carota

BRANDYWINE FINANCIAL GROUP, INC.·BLUE BELL, Pennsylvania

SIE, Series 7, Series 24, Series 63, Series 6624 years registeredBRANDYWINE FINANCIAL GROUP, INC.

1777 SENTRY PARKWAY WEST, BLUE BELL, PA 19422CRD# 2784250Firm CRD# 127344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Noah Carota · BLUE BELL, PA

Registration

CRD #2784250 · BRANDYWINE FINANCIAL GROUP, INC. · 24 years registered

Brand Profile

Not yet started

Career History

BRANDYWINE FINANCIAL GROUP, INC.

Nov 2003 – present

AMERICAN PORTFOLIOS ADVISORS, INC

May 2004 – Dec 2012

HOLBROOK, NY

THE AMBROSE FINANCIAL GROUP, INC.

Nov 2001 – Jun 2004

CHADDS FORD, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · November 21, 2001

Years registered · 24

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRANDYWINE FINANCIAL GROUP, INC.

CRD 127344 · SEC 801-120393

AUM

$95M

Regulatory assets under management

Employees

421 client accounts

Services offered by BRANDYWINE FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BRANDYWINE FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Raymond Noah Carota offer?

Raymond Noah Carota specializes in Financial Planning, Investment Management. Contact their office in BLUE BELL, Pennsylvania for a consultation.

What are Raymond Noah Carota's credentials?

Raymond Noah Carota is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond Noah Carota located?

Raymond Noah Carota is based in BLUE BELL, Pennsylvania, working with BRANDYWINE FINANCIAL GROUP, INC.. Their office serves clients in the BLUE BELL metropolitan area and surrounding communities.

How does Raymond Noah Carota charge for services?

Raymond Noah Carota's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRANDYWINE FINANCIAL GROUP, INC.?

BRANDYWINE FINANCIAL GROUP, INC. has approximately 4 employees and manages $95M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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