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Stephen Philip Erfle

THRIVE WEALTH MANAGEMENT, LLC·AUDUBON, Pennsylvania
Series 7, Series 63, Series 65CFPClean record18 years registeredTHRIVE WEALTH MANAGEMENT, LLC
1000 MADISON AVENUE, AUDUBON, PA 19403CRD# 4845587Firm CRD# 168777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Philip Erfle · AUDUBON, PA
Registration
CRD #4845587 · THRIVE WEALTH MANAGEMENT, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

Oct 2013present
Dec 2011Oct 2013
NORTH WALES, PA
Oct 2008Sep 2011
PLYMOUTH MEETING, PA
Sep 2007May 2008
OAKS, PA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · September 21, 2007
Years registered · 18
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THRIVE WEALTH MANAGEMENT, LLC
CRD 168777 · SEC 801-108388
AUM
$1.1B
Regulatory assets under management
Employees
13
2,547 client accounts
Services offered by THRIVE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Stephen Philip Erfle offer?
Stephen Philip Erfle specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUDUBON, Pennsylvania for a consultation.
What are Stephen Philip Erfle's credentials?
Stephen Philip Erfle holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Stephen Philip Erfle located?
Stephen Philip Erfle is based in AUDUBON, Pennsylvania, working with THRIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the AUDUBON metropolitan area and surrounding communities.
How does Stephen Philip Erfle charge for services?
Stephen Philip Erfle's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of retirement plan assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THRIVE WEALTH MANAGEMENT, LLC?
THRIVE WEALTH MANAGEMENT, LLC has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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