Unclaimed Profile

Thomas Kent Warburton

WARBURTON CAPITAL MANAGEMENT, LLC·TULSA, Oklahoma

Series 7, Series 66Clean record21 years registeredWARBURTON CAPITAL MANAGEMENT, LLC

6120 S YALE AVENUE, TULSA, OK 74136CRD# 4802930Firm CRD# 141969

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Kent Warburton · TULSA, OK

Registration

CRD #4802930 · WARBURTON CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WARBURTON CAPITAL MANAGEMENT, LLC

WARBURTON CAPITAL MANAGEMENT, LLC

Oct 2006 – Dec 2025

TULSA, OK

FIRST CAPITAL MANAGEMENT, L.L.C.

Aug 2006 – Aug 2008

TULSA, OK

JPMORGAN SECURITIES INC

Sep 2004 – Sep 2006

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 7, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WARBURTON CAPITAL MANAGEMENT, LLC

CRD 141969 · SEC 801-78149

AUM

$582M

Regulatory assets under management

Employees

1,133 client accounts

Services offered by WARBURTON CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WARBURTON CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Kent Warburton offer?

Thomas Kent Warburton specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Kent Warburton's credentials?

Thomas Kent Warburton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Kent Warburton located?

Thomas Kent Warburton is based in TULSA, Oklahoma, last registered with WARBURTON CAPITAL MANAGEMENT, LLC.

How does Thomas Kent Warburton charge for services?

Thomas Kent Warburton's firm is compensated through percentage of aum, other: fixed monthly fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARBURTON CAPITAL MANAGEMENT, LLC?

WARBURTON CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $582M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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