Unclaimed Profile

Steven Wayne Ellis

SAGEOAK FINANCIAL, LLC·TULSA, Oklahoma

SIE, Series 6, Series 7, Series 63, Series 65CFP21 years registeredSAGEOAK FINANCIAL, LLC

6964 S. 69TH EAST AVE., TULSA, OK 74133-1738CRD# 1574466Firm CRD# 166927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Wayne Ellis · TULSA, OK

Registration

CRD #1574466 · SAGEOAK FINANCIAL, LLC · 21 years registered

Brand Profile

Not yet started

Career History

SAGEOAK FINANCIAL, LLC

Oct 2021 – present

LEXAURUM ADVISORS

Jun 2017 – Oct 2021

Tulsa, OK

VSR ADVISORY SERVICES

Sep 2016 – Nov 2016

TULSA, OK

SUMMIT FINANCIAL GROUP INC

Sep 2016 – Jul 2017

TULSA, OK

VSR ADVISORY SERVICES

Aug 2010 – Sep 2016

TULSA, OK

NEXT FINANCIAL GROUP, INC.

Feb 2005 – Sep 2010

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 17, 2005

Years registered · 21

Professional designation · CFP

Disclosure History

2021Customer Dispute·Withdrawn

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAGEOAK FINANCIAL, LLC

CRD 166927 · SEC 801-122855

AUM

$129M

Regulatory assets under management

Employees

621 client accounts

Services offered by SAGEOAK FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEOAK FINANCIAL, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TULSA?

Browse all registered financial advisors in TULSA, Oklahoma or claim this profile if it's yours.

Browse TULSA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Wayne Ellis offer?

Steven Wayne Ellis specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Steven Wayne Ellis's credentials?

Steven Wayne Ellis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Steven Wayne Ellis located?

Steven Wayne Ellis is based in TULSA, Oklahoma, working with SAGEOAK FINANCIAL, LLC. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Steven Wayne Ellis charge for services?

Steven Wayne Ellis's firm is compensated through percentage of aum, subscription fees, other: percentage of client net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEOAK FINANCIAL, LLC?

SAGEOAK FINANCIAL, LLC has approximately 3 employees and manages $129M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →