Unclaimed Profile

Monty Lee Butts

CAPITAL ADVISORS, INC.·TULSA, Oklahoma

SIE, Series 7, Series 53, Series 63, Series 65Clean record35 years registeredCAPITAL ADVISORS, INC.

2222 SOUTH UTICA PLACE, TULSA, OK 74114CRD# 1780349Firm CRD# 104643

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Monty Lee Butts · TULSA, OK

Registration

CRD #1780349 · CAPITAL ADVISORS, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL ADVISORS, INC.

CAPITAL ADVISORS, INC.

Mar 1991 – Feb 2024

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 53

Series 63

Series 65

Registration record

First registered · March 18, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL ADVISORS, INC.

CRD 104643 · SEC 801-14050

AUM

$5.5B

Regulatory assets under management

Employees

6,518 client accounts

Services offered by CAPITAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Monty Lee Butts offer?

Monty Lee Butts specializes in Financial Planning, Investment Management, Wealth Management.

What are Monty Lee Butts's credentials?

Monty Lee Butts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Monty Lee Butts located?

Monty Lee Butts is based in TULSA, Oklahoma, last registered with CAPITAL ADVISORS, INC..

How does Monty Lee Butts charge for services?

Monty Lee Butts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ADVISORS, INC.?

CAPITAL ADVISORS, INC. has approximately 59 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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