Unclaimed Profile

James Patrick Milligan

DISCIPLINED INVESTMENTS, LLC·TULSA, Oklahoma

Series 65Clean record30 years registeredDISCIPLINED INVESTMENTS, LLC

2222 S. UTICA PLACE SUITE 200, TULSA, OK 74114-7000CRD# 2658595Firm CRD# 129696

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick Milligan · TULSA, OK

Registration

CRD #2658595 · DISCIPLINED INVESTMENTS, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DISCIPLINED INVESTMENTS, LLC

DISCIPLINED INVESTMENTS, LLC

Mar 2004 – Oct 2019

TULSA, OK

HOGAN & SLOVACEK, A PROFESIONAL CORPORATION

Sep 1995 – Dec 2005

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 22, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DISCIPLINED INVESTMENTS, LLC

CRD 129696 · SEC 801-71011

AUM

$434M

Regulatory assets under management

Employees

969 client accounts

Services offered by DISCIPLINED INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DISCIPLINED INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does James Patrick Milligan offer?

James Patrick Milligan specializes in Financial Planning, Investment Management.

What are James Patrick Milligan's credentials?

James Patrick Milligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick Milligan located?

James Patrick Milligan is based in TULSA, Oklahoma, last registered with DISCIPLINED INVESTMENTS, LLC.

How does James Patrick Milligan charge for services?

James Patrick Milligan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DISCIPLINED INVESTMENTS, LLC?

DISCIPLINED INVESTMENTS, LLC has approximately 10 employees and manages $434M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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