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Marshall Metcalf Fraser

SERAPH CAPITAL ASSOCIATES, LLC·BARTLESVILLE, Oklahoma
Series 65Clean record12 years registeredSERAPH CAPITAL ASSOCIATES, LLC
501 SE FOURTH STREET, BARTLESVILLE, OK 74003-3906CRD# 6150620Firm CRD# 165754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marshall Metcalf Fraser · BARTLESVILLE, OK
Registration
CRD #6150620 · SERAPH CAPITAL ASSOCIATES, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

PERSPECTIVE ADVISORS, LLC
Aug 2019 – present
SERAPH CAPITAL ASSOCIATES, LLC
Sep 2013 – Jul 2019
BARTLESVILLE, OK
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 16, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SERAPH CAPITAL ASSOCIATES, LLC
CRD 165754 · SEC 801-112894
AUM
$74M
Regulatory assets under management
Employees
1
298 client accounts
Services offered by SERAPH CAPITAL ASSOCIATES, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at SERAPH CAPITAL ASSOCIATES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Marshall Metcalf Fraser offer?
Marshall Metcalf Fraser specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in BARTLESVILLE, Oklahoma for a consultation.
What are Marshall Metcalf Fraser's credentials?
Marshall Metcalf Fraser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marshall Metcalf Fraser located?
Marshall Metcalf Fraser is based in BARTLESVILLE, Oklahoma, working with SERAPH CAPITAL ASSOCIATES, LLC. Their office serves clients in the BARTLESVILLE metropolitan area and surrounding communities.
How does Marshall Metcalf Fraser charge for services?
Marshall Metcalf Fraser's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SERAPH CAPITAL ASSOCIATES, LLC?
SERAPH CAPITAL ASSOCIATES, LLC has approximately 1 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Oklahoma
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Research
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