Unclaimed Profile

Anna Carol Barton

PINNACLE WEALTH MANAGEMENT, INC.·WEST CHESTER, Ohio

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record25 years registeredPINNACLE WEALTH MANAGEMENT, INC.

9100 WEST CHESTER TOWNE CENTRE DRIVE, WEST CHESTER, OH 45069CRD# 2208212Firm CRD# 121065

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anna Carol Barton · WEST CHESTER, OH

Registration

CRD #2208212 · PINNACLE WEALTH MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PINNACLE WEALTH MANAGEMENT, INC.

MARINER WEALTH

Sep 2021 – Feb 2025

WEST CHESTER, OH

PINNACLE WEALTH MANAGEMENT, INC.

Jun 2001 – Dec 2021

WEST CHESTER, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · June 12, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE WEALTH MANAGEMENT, INC.

CRD 121065 · SEC 801-63327

AUM

$503M

Regulatory assets under management

Employees

449 client accounts

Services offered by PINNACLE WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PINNACLE WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Anna Carol Barton offer?

Anna Carol Barton specializes in Financial Planning, Investment Management, Wealth Management.

What are Anna Carol Barton's credentials?

Anna Carol Barton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anna Carol Barton located?

Anna Carol Barton is based in WEST CHESTER, Ohio, last registered with PINNACLE WEALTH MANAGEMENT, INC..

How does Anna Carol Barton charge for services?

Anna Carol Barton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE WEALTH MANAGEMENT, INC.?

PINNACLE WEALTH MANAGEMENT, INC. has approximately 7 employees and manages $503M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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