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Charlotte Bowman Sargeant

HERITAGE FINANCIAL ADVISORS, LLC·WATERVILLE, Ohio
Series 65Clean record23 years registeredHERITAGE FINANCIAL ADVISORS, LLC
103 NORTH RIVER ROAD, WATERVILLE, OH 43566CRD# 4679560Firm CRD# 154955

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charlotte Bowman Sargeant · WATERVILLE, OH
Registration
CRD #4679560 · HERITAGE FINANCIAL ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

HERITAGE FINANCIAL ADVISORS, LLC
Sep 2010 – present
OBS FINANCIAL SERVICES, INC.
Jul 2006 – Oct 2010
WHITEHOUSE, OH
ADVISORTRADZ
Jun 2003 – Jul 2006
WATERVILLE, OH
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 26, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HERITAGE FINANCIAL ADVISORS, LLC
CRD 154955 · SEC 801-110101
AUM
$157M
Regulatory assets under management
Employees
1
460 client accounts
Services offered by HERITAGE FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HERITAGE FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Charlotte Bowman Sargeant offer?
Charlotte Bowman Sargeant specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WATERVILLE, Ohio for a consultation.
What are Charlotte Bowman Sargeant's credentials?
Charlotte Bowman Sargeant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charlotte Bowman Sargeant located?
Charlotte Bowman Sargeant is based in WATERVILLE, Ohio, working with HERITAGE FINANCIAL ADVISORS, LLC. Their office serves clients in the WATERVILLE metropolitan area and surrounding communities.
How does Charlotte Bowman Sargeant charge for services?
Charlotte Bowman Sargeant's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERITAGE FINANCIAL ADVISORS, LLC?
HERITAGE FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HERITAGE FINANCIAL ADVISORS, LLC

Sasha Marie Wright
WATERVILLE, OH
CFP

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