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Benjamin Arthur Schrock

B.A. SCHROCK WEALTH MANAGEMENT, INC.·WADSWORTH, Ohio
Series 65Clean record10 years registeredB.A. SCHROCK WEALTH MANAGEMENT, INC.
131 COLLEGE STREET, WADSWORTH, OH 44281CRD# 5636427Firm CRD# 304694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Arthur Schrock · WADSWORTH, OH
Registration
CRD #5636427 · B.A. SCHROCK WEALTH MANAGEMENT, INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

B.A. SCHROCK WEALTH MANAGEMENT
Oct 2019 – present
AE WEALTH MANAGEMENT, LLC
May 2016 – Feb 2021
Wadsworth, OH
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 5, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
B.A. SCHROCK WEALTH MANAGEMENT, INC.
CRD 304694 · SEC 801-127681
AUM
$162M
Regulatory assets under management
Employees
6
1,027 client accounts
Services offered by B.A. SCHROCK WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at B.A. SCHROCK WEALTH MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Benjamin Arthur Schrock offer?
Benjamin Arthur Schrock specializes in Financial Planning, Investment Management. Contact their office in WADSWORTH, Ohio for a consultation.
What are Benjamin Arthur Schrock's credentials?
Benjamin Arthur Schrock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Arthur Schrock located?
Benjamin Arthur Schrock is based in WADSWORTH, Ohio, working with B.A. SCHROCK WEALTH MANAGEMENT, INC.. Their office serves clients in the WADSWORTH metropolitan area and surrounding communities.
How does Benjamin Arthur Schrock charge for services?
Benjamin Arthur Schrock's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is B.A. SCHROCK WEALTH MANAGEMENT, INC.?
B.A. SCHROCK WEALTH MANAGEMENT, INC. has approximately 6 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Ohio
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