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Thomas Joseph Kleptz

OT FINANCIAL, LLC·TROY, Ohio
Clean recordOT FINANCIAL, LLC
1600 W. MAIN STREET, TROY, OH 45373CRD# 6317813Firm CRD# 170738

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Kleptz · TROY, OH
Registration
CRD #6317813 · OT FINANCIAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Joseph Kleptz is a registered financial advisor based in TROY, Ohio, affiliated with OT FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
OT FINANCIAL, LLC
TURNSTONE FINANCIAL
AUM
$143M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at OT FINANCIAL, LLC →
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: FEE SPLIT WITH UNDERLYING MANAGER
Regulatory
SEC/IARD CRD# 6317813
Firm CRD# 170738
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Joseph Kleptz offer?
Thomas Joseph Kleptz specializes in Investment Management. Contact their office in TROY, Ohio for a consultation.
What are Thomas Joseph Kleptz's credentials?
Thomas Joseph Kleptz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Kleptz located?
Thomas Joseph Kleptz is based in TROY, Ohio, working with OT FINANCIAL, LLC. Their office serves clients in the TROY metropolitan area and surrounding communities.
How does Thomas Joseph Kleptz charge for services?
Thomas Joseph Kleptz's firm is compensated through percentage of aum, subscription fees, other: fee split with underlying manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OT FINANCIAL, LLC?
OT FINANCIAL, LLC has approximately 2 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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