Unclaimed Profile

Mark Alan Klopfenstein

STRATEGIC INVESTMENT ADVISORS, LLC·SYLVANIA, Ohio

Series 6, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredSTRATEGIC INVESTMENT ADVISORS, LLC

6400 MONROE ST., SYLVANIA, OH 43560CRD# 2767318Firm CRD# 135448

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Alan Klopfenstein · SYLVANIA, OH

Registration

CRD #2767318 · STRATEGIC INVESTMENT ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGIC INVESTMENT ADVISORS, LLC

STRATEGIC INVESTMENT ADVISORS, LLC

Sep 2005 – Oct 2019

SYLVANIA, OH

WALNUT STREET SECURITIES, INC.

Jul 2004 – Aug 2005

TOLEDO, OH

SEAWAY FINANCIAL AGENCY, INC.

Jun 2004 – Aug 2005

TOLEDO, OH

WALNUT STREET ADVISERS INC

Jun 2001 – Aug 2005

TOLEDO, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 12, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC INVESTMENT ADVISORS, LLC

CRD 135448 · SEC 801-64681

AUM

$102M

Regulatory assets under management

Employees

369 client accounts

Services offered by STRATEGIC INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Alan Klopfenstein offer?

Mark Alan Klopfenstein specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark Alan Klopfenstein's credentials?

Mark Alan Klopfenstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Alan Klopfenstein located?

Mark Alan Klopfenstein is based in SYLVANIA, Ohio, last registered with STRATEGIC INVESTMENT ADVISORS, LLC.

How does Mark Alan Klopfenstein charge for services?

Mark Alan Klopfenstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC INVESTMENT ADVISORS, LLC?

STRATEGIC INVESTMENT ADVISORS, LLC has approximately 2 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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