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James Leroy Black

THE RETIREMENT SOLUTION LLC·REDMOND, Ohio
Series 6, Series 7, Series 6323 years registeredTHE RETIREMENT SOLUTION LLC
18300 REDMOND WAY, REDMOND, OH 98052CRD# 2156347Firm CRD# 148106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Leroy Black · REDMOND, OH
Registration
CRD #2156347 · THE RETIREMENT SOLUTION LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

THE RETIREMENT SOLUTION LLC
Oct 2008 – present
PACIFIC WEST FINANCIAL CONSULTANT INC
Oct 2003 – Dec 2008
BELLEVUE, WA
WENTWORTH, HAUSER AND VIOLICH, INC.
May 2003 – Oct 2003
SEATTLE, WA
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Registration record
First registered · May 5, 2003
Years registered · 23
03

Disclosure History

2024Customer Dispute·Settled
2011Customer Dispute·Closed-No Action
2011Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
THE RETIREMENT SOLUTION LLC
CRD 148106 · SEC 801-113783
AUM
$475M
Regulatory assets under management
Employees
31
2,728 client accounts
Services offered by THE RETIREMENT SOLUTION LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE RETIREMENT SOLUTION LLC →
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05

Frequently Asked Questions

What services does James Leroy Black offer?
James Leroy Black specializes in Financial Planning, Investment Management. Contact their office in REDMOND, Ohio for a consultation.
What are James Leroy Black's credentials?
James Leroy Black is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Leroy Black located?
James Leroy Black is based in REDMOND, Ohio, working with THE RETIREMENT SOLUTION LLC. Their office serves clients in the REDMOND metropolitan area and surrounding communities.
How does James Leroy Black charge for services?
James Leroy Black's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE RETIREMENT SOLUTION LLC?
THE RETIREMENT SOLUTION LLC has approximately 31 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE RETIREMENT SOLUTION LLC

Carin Diane Sevigny
REDMOND, WA
Thomas Alan Black
REDMOND, OH

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Ohio
CINCINNATI (430)COLUMBUS (229)CLEVELAND (169)BEACHWOOD (76)DUBLIN (50)AKRON (50)DAYTON (34)INDEPENDENCE (30)WESTLAKE (28)NEW ALBANY (24)
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Research
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