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Roger Lowell Miller

SUMMIT FINANCIAL ADVISORS, INC.·MIDDLETOWN, Ohio
Series 1, Series 7, Series 63Clean record23 years registeredSUMMIT FINANCIAL ADVISORS, INC.
300 N. MAIN STREET, MIDDLETOWN, OH 45042CRD# 852164Firm CRD# 145007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger Lowell Miller · MIDDLETOWN, OH
Registration
CRD #852164 · SUMMIT FINANCIAL ADVISORS, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

SUMMIT FINANCIAL ADVISORS, INC.
Sep 2007 – present
IPFP, INC.
Jan 2003 – Dec 2007
MIDDLETOWN, OH
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 7
Series 63
Registration record
First registered · January 21, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SUMMIT FINANCIAL ADVISORS, INC.
CRD 145007 · SEC 801-96206
AUM
$189M
Regulatory assets under management
Employees
4
382 client accounts
Services offered by SUMMIT FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUMMIT FINANCIAL ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Roger Lowell Miller offer?
Roger Lowell Miller specializes in Financial Planning, Investment Management. Contact their office in MIDDLETOWN, Ohio for a consultation.
What are Roger Lowell Miller's credentials?
Roger Lowell Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger Lowell Miller located?
Roger Lowell Miller is based in MIDDLETOWN, Ohio, working with SUMMIT FINANCIAL ADVISORS, INC.. Their office serves clients in the MIDDLETOWN metropolitan area and surrounding communities.
How does Roger Lowell Miller charge for services?
Roger Lowell Miller's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT FINANCIAL ADVISORS, INC.?
SUMMIT FINANCIAL ADVISORS, INC. has approximately 4 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SUMMIT FINANCIAL ADVISORS, INC.

Matthew Allen Weed
MIDDLETOWN, OH
CFPCFA
Ellen Marie Weed
MIDDLETOWN, OH
Peter Benjamin Miller
MIDDLETOWN, OH

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Ohio
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Research
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