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Cory Joseph Sickles

SAFE HARBOR WEALTH ADVISORS, LLC·DUBLIN, Ohio
Series 65Clean record12 years registeredSAFE HARBOR WEALTH ADVISORS, LLC
6099 FRANTZ ROAD, DUBLIN, OH 43017CRD# 6319909Firm CRD# 284613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cory Joseph Sickles · DUBLIN, OH
Registration
CRD #6319909 · SAFE HARBOR WEALTH ADVISORS, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

PROSPERITY ASSET MANAGEMENT, LLC
Nov 2024 – present
SAFE HARBOR WEALTH ADVISORS, LLC
Aug 2016 – present
GRADIENT INVESTMENTS, LLC
Apr 2020 – Apr 2024
Dublin, OH
SAFE HARBOR WEALTH MANAGEMENT, LLC
Apr 2014 – Sep 2016
DUBLIN, OH
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 7, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFE HARBOR WEALTH ADVISORS, LLC
CRD 284613 · SEC 801-129860
AUM
$126M
Regulatory assets under management
Employees
3
922 client accounts
Services offered by SAFE HARBOR WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SAFE HARBOR WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Cory Joseph Sickles offer?
Cory Joseph Sickles specializes in Financial Planning, Investment Management. Contact their office in DUBLIN, Ohio for a consultation.
What are Cory Joseph Sickles's credentials?
Cory Joseph Sickles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cory Joseph Sickles located?
Cory Joseph Sickles is based in DUBLIN, Ohio, working with SAFE HARBOR WEALTH ADVISORS, LLC. Their office serves clients in the DUBLIN metropolitan area and surrounding communities.
How does Cory Joseph Sickles charge for services?
Cory Joseph Sickles's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFE HARBOR WEALTH ADVISORS, LLC?
SAFE HARBOR WEALTH ADVISORS, LLC has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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