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Timothy William Swain

SUMMIT FINANCIAL STRATEGIES INC·COLUMBUS, Ohio
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4111 WORTH AVE., COLUMBUS, OH 43219-3599CRD# 6186582Firm CRD# 110112
01

About

Timothy William Swain is a registered financial advisor based in COLUMBUS, Ohio, affiliated with SUMMIT FINANCIAL STRATEGIES INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SUMMIT FINANCIAL STRATEGIES INC
SUMMIT FINANCIAL STRATEGIES INC
AUM
$1.8B
Regulatory assets under management
Employees
32
Total firm employees
View all advisors at SUMMIT FINANCIAL STRATEGIES INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: FINANCIAL PLANNING FEE CALCULATED ON TOTAL NET WORTH
Regulatory
SEC/IARD CRD# 6186582
Firm CRD# 110112
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Timothy William Swain offer?
Timothy William Swain specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are Timothy William Swain's credentials?
Timothy William Swain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy William Swain located?
Timothy William Swain is based in COLUMBUS, Ohio, working with SUMMIT FINANCIAL STRATEGIES INC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Timothy William Swain charge for services?
Timothy William Swain's firm is compensated through percentage of aum, other: financial planning fee calculated on total net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT FINANCIAL STRATEGIES INC?
SUMMIT FINANCIAL STRATEGIES INC has approximately 32 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SUMMIT FINANCIAL STRATEGIES INC

Thomas Cornell Barringer Davison
COLUMBUS, OH
Brian Todd Sutliff
COLUMBUS, OH
Luke Jared Salcone
COLUMBUS, OH
Michael Robert Scherer
COLUMBUS, OH
Steven Adam Cavalieri
COLUMBUS, OH
Liam John Hurley
COLUMBUS, OH

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