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Thomas Brian Pollard

LANCASTER POLLARD ASSET MANAGEMENT LLC·COLUMBUS, Ohio
SIE, Series 7, Series 24, Series 27, Series 53, Series 63Clean recordLANCASTER POLLARD ASSET MANAGEMENT LLC
65 EAST STATE STREET, COLUMBUS, OH 43215-4213CRD# 1801120Firm CRD# 112008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Brian Pollard · COLUMBUS, OH
Registration
CRD #1801120 · LANCASTER POLLARD ASSET MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 53
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
LANCASTER POLLARD ASSET MANAGEMENT LLC
CRD 112008 · SEC 801-55556
AUM
$169M
Regulatory assets under management
Employees
5
17 client accounts
Services offered by LANCASTER POLLARD ASSET MANAGEMENT LLC
Per Form ADV
Selection of other advisers
Publication of periodicals/newsletters
Other
Introduction

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04

Frequently Asked Questions

What services does Thomas Brian Pollard offer?
Thomas Brian Pollard specializes in Wealth Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are Thomas Brian Pollard's credentials?
Thomas Brian Pollard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Brian Pollard located?
Thomas Brian Pollard is based in COLUMBUS, Ohio, working with LANCASTER POLLARD ASSET MANAGEMENT LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Thomas Brian Pollard charge for services?
Thomas Brian Pollard's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LANCASTER POLLARD ASSET MANAGEMENT LLC?
LANCASTER POLLARD ASSET MANAGEMENT LLC has approximately 5 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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