Unclaimed Profile

Serina M. Shores

THE HUNTINGTON INVESTMENT COMPANY·COLUMBUS, Ohio

SIE, Series 6, Series 7, Series 14, Series 24, Series 63, Series 653 years registeredTHE HUNTINGTON INVESTMENT COMPANY

41 S. HIGH STREET, COLUMBUS, OH 43215CRD# 4076684Firm CRD# 16986

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Serina M. Shores · COLUMBUS, OH

Registration

CRD #4076684 · THE HUNTINGTON INVESTMENT COMPANY · 3 years registered

Brand Profile

Not yet started

Career History

FIRST CITIZENS ASSET MANAGEMENT, INC

Jun 2025 – present

FIRST CITIZENS INVESTOR SERVICES, INC.

Jun 2025 – present

SVB WEALTH

Jun 2025 – present

HUNTINGTON FINANCIAL ADVISORS

Oct 2022 – Jun 2025

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · October 26, 2022

Years registered · 3

Disclosure History

2001Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE HUNTINGTON INVESTMENT COMPANY

CRD 16986 · SEC 801-58015

AUM

$5.2B

Regulatory assets under management

Employees

483

32,956 client accounts

Services offered by THE HUNTINGTON INVESTMENT COMPANY

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE HUNTINGTON INVESTMENT COMPANY →

Introduction

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Frequently Asked Questions

What services does Serina M. Shores offer?

Serina M. Shores specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in COLUMBUS, Ohio for a consultation.

What are Serina M. Shores's credentials?

Serina M. Shores is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Serina M. Shores located?

Serina M. Shores is based in COLUMBUS, Ohio, working with THE HUNTINGTON INVESTMENT COMPANY. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does Serina M. Shores charge for services?

Serina M. Shores's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE HUNTINGTON INVESTMENT COMPANY?

THE HUNTINGTON INVESTMENT COMPANY has approximately 483 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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