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Roger Anthony Ruz

THE HUNTINGTON INVESTMENT COMPANY·COLUMBUS, Ohio
SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record23 years registeredTHE HUNTINGTON INVESTMENT COMPANY
41 S. HIGH STREET, COLUMBUS, OH 43215CRD# 2865493Firm CRD# 16986

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger Anthony Ruz · COLUMBUS, OH
Registration
CRD #2865493 · THE HUNTINGTON INVESTMENT COMPANY · 23 years registered
Brand Profile
Not yet started
01

Career History

Nov 2024Mar 2025
Dublin, OH
Jun 2014Aug 2024
DUBLIN, OH
Sep 2010May 2014
COLUMBUS, OH
Jan 2010Aug 2010
COLUMBUS, OH
Mar 2009Aug 2009
COLUMBUS, OH
JPMORGAN FLEMING ASSET MANAGEMENT
Jan 2003Jan 2005
COLUMBUS, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 65
Series 99TO
Registration record
First registered · January 27, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE HUNTINGTON INVESTMENT COMPANY
CRD 16986 · SEC 801-58015
AUM
$5.2B
Regulatory assets under management
Employees
483
32,956 client accounts
Services offered by THE HUNTINGTON INVESTMENT COMPANY
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Roger Anthony Ruz offer?
Roger Anthony Ruz specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in COLUMBUS, Ohio for a consultation.
What are Roger Anthony Ruz's credentials?
Roger Anthony Ruz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger Anthony Ruz located?
Roger Anthony Ruz is based in COLUMBUS, Ohio, working with THE HUNTINGTON INVESTMENT COMPANY. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Roger Anthony Ruz charge for services?
Roger Anthony Ruz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE HUNTINGTON INVESTMENT COMPANY?
THE HUNTINGTON INVESTMENT COMPANY has approximately 483 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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