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John Eugene Mozola

WINDSOR ADVISORY GROUP, LLC·COLUMBUS, Ohio
Series 7, Series 10Clean record9 years registeredWINDSOR ADVISORY GROUP, LLC
2130 QUARRY TRAILS DR, COLUMBUS, OH 43228CRD# 5510992Firm CRD# 122266

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Eugene Mozola · COLUMBUS, OH
Registration
CRD #5510992 · WINDSOR ADVISORY GROUP, LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

WINDSOR ADVISORY GROUP, LLC
Jul 2017 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 10
Registration record
First registered · July 18, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WINDSOR ADVISORY GROUP, LLC
CRD 122266 · SEC 801-61372
AUM
$2.0B
Regulatory assets under management
Employees
19
1,428 client accounts
Services offered by WINDSOR ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WINDSOR ADVISORY GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Eugene Mozola offer?
John Eugene Mozola specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are John Eugene Mozola's credentials?
John Eugene Mozola is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Eugene Mozola located?
John Eugene Mozola is based in COLUMBUS, Ohio, working with WINDSOR ADVISORY GROUP, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does John Eugene Mozola charge for services?
John Eugene Mozola's firm is compensated through percentage of aum, subscription fees, other: a combination of 1 & 4. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WINDSOR ADVISORY GROUP, LLC?
WINDSOR ADVISORY GROUP, LLC has approximately 19 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WINDSOR ADVISORY GROUP, LLC

Harry Morgan Dye
COLUMBUS, OH
Clayton A Hall
COLUMBUS, OH

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