AdvisorOS Directory
Claim Profile
Unclaimed Profile
SB

Scott Earl Behnken

MIAMI VALLEY PORTFOLIO MANAGEMENT INC·BROOKVILLE, Ohio
SIE, Series 1, Series 6TO, Series 7, Series 24, Series 6327 years registeredMIAMI VALLEY PORTFOLIO MANAGEMENT INC
475 ARLINGTON ROAD, BROOKVILLE, OH 45309CRD# 711263Firm CRD# 106389

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Earl Behnken · BROOKVILLE, OH
Registration
CRD #711263 · MIAMI VALLEY PORTFOLIO MANAGEMENT INC · 27 years registered
Brand Profile
Not yet started
01

Career History

MIAMI VALLEY PORTFOLIO MANAGEMENT INC
May 1999 – present
SA STONE INVESTMENT ADVISORS INC.
Jan 2015 – Jul 2017
BIRMINGHAM, AL
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
Jan 2001 – Jan 2015
BROOKVILLE, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 6TO
Series 7
Series 24
Series 63
Registration record
First registered · May 26, 1999
Years registered · 27
03

Disclosure History

2004Customer Dispute·Denied
1983Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MIAMI VALLEY PORTFOLIO MANAGEMENT INC
CRD 106389 · SEC 801-121421
AUM
$153M
Regulatory assets under management
Employees
4
978 client accounts
Services offered by MIAMI VALLEY PORTFOLIO MANAGEMENT INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MIAMI VALLEY PORTFOLIO MANAGEMENT INC →
Introduction

Speak with Scott

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Scott is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BROOKVILLE?

Browse all registered financial advisors in BROOKVILLE, Ohio or claim this profile if it's yours.

Browse BROOKVILLE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Scott Earl Behnken offer?
Scott Earl Behnken specializes in Financial Planning, Investment Management. Contact their office in BROOKVILLE, Ohio for a consultation.
What are Scott Earl Behnken's credentials?
Scott Earl Behnken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Earl Behnken located?
Scott Earl Behnken is based in BROOKVILLE, Ohio, working with MIAMI VALLEY PORTFOLIO MANAGEMENT INC. Their office serves clients in the BROOKVILLE metropolitan area and surrounding communities.
How does Scott Earl Behnken charge for services?
Scott Earl Behnken's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIAMI VALLEY PORTFOLIO MANAGEMENT INC?
MIAMI VALLEY PORTFOLIO MANAGEMENT INC has approximately 4 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at MIAMI VALLEY PORTFOLIO MANAGEMENT INC

Kent Andrew Behnken
BROOKVILLE, OH
Michael Andrew Moran
BROOKVILLE, OH

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Ohio
CINCINNATI (430)COLUMBUS (229)CLEVELAND (169)BEACHWOOD (76)DUBLIN (50)AKRON (50)DAYTON (34)INDEPENDENCE (30)WESTLAKE (28)NEW ALBANY (24)
City Guides
CINCINNATI GuideCOLUMBUS GuideCLEVELAND GuideBEACHWOOD GuideDUBLIN Guide
Research
Advisor Fees in OhioNational Fee Analysis
Request removal of this profile