Unclaimed Profile

Shawn Luther Fishbaugh

9258 WEALTH MANAGEMENT, LLC·BLUE ASH, Ohio

SIE, Series 6, Series 7, Series 63, Series 66Clean record21 years registered9258 WEALTH MANAGEMENT, LLC

4420 COOPER ROAD, BLUE ASH, OH 45242CRD# 2296562Firm CRD# 290693

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Luther Fishbaugh · BLUE ASH, OH

Registration

CRD #2296562 · 9258 WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 9258 WEALTH MANAGEMENT, LLC

9258 WEALTH MANAGEMENT, LLC

Jan 2019 – Sep 2022

BLUE ASH, OH

JOHN D. DOVICH & ASSOCIATES, LLC

May 2013 – Jan 2019

CINCINNATI, OH

NFP SECURITIES, INC.

May 2013 – May 2013

CINCINNATI, OH

BARTLETT & CO

Apr 2005 – Dec 2011

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · April 18, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

9258 WEALTH MANAGEMENT, LLC

CRD 290693 · SEC 801-112161

AUM

$1.0B

Regulatory assets under management

Employees

3,274 client accounts

Services offered by 9258 WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 9258 WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Luther Fishbaugh offer?

Shawn Luther Fishbaugh specializes in Financial Planning, Investment Management, Wealth Management.

What are Shawn Luther Fishbaugh's credentials?

Shawn Luther Fishbaugh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Luther Fishbaugh located?

Shawn Luther Fishbaugh is based in BLUE ASH, Ohio, last registered with 9258 WEALTH MANAGEMENT, LLC.

How does Shawn Luther Fishbaugh charge for services?

Shawn Luther Fishbaugh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 9258 WEALTH MANAGEMENT, LLC?

9258 WEALTH MANAGEMENT, LLC has approximately 18 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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