Unclaimed Profile

Denis James Amato

ANCORA ADVISORS LLC·BEACHWOOD, Ohio

Series 7, Series 24, Series 63Clean record19 years registeredANCORA ADVISORS LLC

2000 AUBURN DRIVE, BEACHWOOD, OH 44122CRD# 2944739Firm CRD# 124674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denis James Amato · BEACHWOOD, OH

Registration

CRD #2944739 · ANCORA ADVISORS LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ANCORA ADVISORS LLC

ANCORA ADVISORS LLC

Nov 2006 – Jun 2022

MAYFIELD HEIGHTS, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · November 13, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ANCORA ADVISORS LLC

CRD 124674 · SEC 801-61770

AUM

$4.3B

Regulatory assets under management

Employees

324 client accounts

Services offered by ANCORA ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at ANCORA ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Denis James Amato offer?

Denis James Amato specializes in Investment Management, Retirement Planning, Wealth Management.

What are Denis James Amato's credentials?

Denis James Amato is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denis James Amato located?

Denis James Amato is based in BEACHWOOD, Ohio, last registered with ANCORA ADVISORS LLC.

How does Denis James Amato charge for services?

Denis James Amato's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ANCORA ADVISORS LLC?

ANCORA ADVISORS LLC has approximately 60 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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