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David William Demming

DEMMING FINANCIAL SERVICES CORP.·AURORA, Ohio
Series 1, Series 7, Series 24, Series 6326 years registeredDEMMING FINANCIAL SERVICES CORP.
13 NEW HUDSON ROAD, AURORA, OH 44202CRD# 854343Firm CRD# 120106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David William Demming · AURORA, OH
Registration
CRD #854343 · DEMMING FINANCIAL SERVICES CORP. · 26 years registered
Brand Profile
Not yet started
01

Career History

Jan 2000Sep 2013
AURORA, OH
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 7
Series 24
Series 63
Registration record
First registered · January 1, 2000
Years registered · 26
03

Disclosure History

1995Customer Dispute·Settled
1994Customer Dispute·Settled
1993Customer Dispute·Settled
1992Customer Dispute·Settled
1992Customer Dispute·Settled
1992Customer Dispute·Settled
1991Customer Dispute·Settled
1991Customer Dispute·Settled
1991Customer Dispute·Settled
1991Customer Dispute·Settled
1991Customer Dispute·Settled
1991Customer Dispute·Settled
1988Customer Dispute·Settled

13 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
DEMMING FINANCIAL SERVICES CORP.
CRD 120106 · SEC 801-69410
AUM
$575M
Regulatory assets under management
Employees
12
2,897 client accounts
Services offered by DEMMING FINANCIAL SERVICES CORP.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does David William Demming offer?
David William Demming specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AURORA, Ohio for a consultation.
What are David William Demming's credentials?
David William Demming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Demming located?
David William Demming is based in AURORA, Ohio, working with DEMMING FINANCIAL SERVICES CORP.. Their office serves clients in the AURORA metropolitan area and surrounding communities.
How does David William Demming charge for services?
David William Demming's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DEMMING FINANCIAL SERVICES CORP.?
DEMMING FINANCIAL SERVICES CORP. has approximately 12 employees and manages $575M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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