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David Lawrence Rodman

RODMAN DAVID LAWRENCE·ALLIANCE, Ohio
Series 65Clean record15 years registeredRODMAN DAVID LAWRENCE
1630 S. UNION AVE, ALLIANCE, OH 44601CRD# 1093581Firm CRD# 105246

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Lawrence Rodman · ALLIANCE, OH
Registration
CRD #1093581 · RODMAN DAVID LAWRENCE · 15 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: RODMAN DAVID LAWRENCE
MAI CAPITAL MANAGEMENT, LLC
Jan 2020 – Apr 2020
ALLIANCE, OH
RODMAN CAPITAL MANAGEMENT
Feb 2011 – Dec 2019
ALLIANCE, OH
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 10, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RODMAN DAVID LAWRENCE
CRD 105246 · SEC 801-31953
AUM
$52M
Regulatory assets under management
Employees
1
35 client accounts
Services offered by RODMAN DAVID LAWRENCE
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at RODMAN DAVID LAWRENCE →
Introduction

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05

Frequently Asked Questions

What services does David Lawrence Rodman offer?
David Lawrence Rodman specializes in Investment Management, Wealth Management, Fee-Only Advisory.
What are David Lawrence Rodman's credentials?
David Lawrence Rodman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Lawrence Rodman located?
David Lawrence Rodman is based in ALLIANCE, Ohio, last registered with RODMAN DAVID LAWRENCE.
How does David Lawrence Rodman charge for services?
David Lawrence Rodman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RODMAN DAVID LAWRENCE?
RODMAN DAVID LAWRENCE has approximately 1 employees and manages $52M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Ohio
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