Unclaimed Profile

John Joseph Brais

HORIZON FINANCIAL SERVICES, LLC·WINSTON SALEM, North Carolina

Series 65Clean record17 years registeredHORIZON FINANCIAL SERVICES, LLC

3880 VEST MILL RD., WINSTON SALEM, NC 27103CRD# 5704627Firm CRD# 158798

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Brais · WINSTON SALEM, NC

Registration

CRD #5704627 · HORIZON FINANCIAL SERVICES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

HORIZON FINANCIAL SERVICES, LLC

Sep 2011 – present

REGAL INVESTMENT ADVISORS LLC

Oct 2010 – Sep 2011

KENTWOOD, MI

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Aug 2009 – Sep 2010

WINSTON-SALEM, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 14, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZON FINANCIAL SERVICES, LLC

CRD 158798 · SEC 801-113778

AUM

$178M

Regulatory assets under management

Employees

1,073 client accounts

Services offered by HORIZON FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HORIZON FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does John Joseph Brais offer?

John Joseph Brais specializes in Financial Planning, Investment Management. Contact their office in WINSTON SALEM, North Carolina for a consultation.

What are John Joseph Brais's credentials?

John Joseph Brais is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Joseph Brais located?

John Joseph Brais is based in WINSTON SALEM, North Carolina, working with HORIZON FINANCIAL SERVICES, LLC. Their office serves clients in the WINSTON SALEM metropolitan area and surrounding communities.

How does John Joseph Brais charge for services?

John Joseph Brais's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON FINANCIAL SERVICES, LLC?

HORIZON FINANCIAL SERVICES, LLC has approximately 8 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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