Unclaimed Profile

James R Helvey

CASSIA CAPITAL PARTNERS LLC·WINSTON SALEM, North Carolina

Series 65Clean record14 years registeredCASSIA CAPITAL PARTNERS LLC

1144 WEST FOURTH STREET, WINSTON SALEM, NC 27101CRD# 5156968Firm CRD# 159911

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James R Helvey · WINSTON SALEM, NC

Registration

CRD #5156968 · CASSIA CAPITAL PARTNERS LLC · 14 years registered

Brand Profile

Not yet started

Career History

CASSIA CAPITAL PARTNERS LLC

Jan 2012 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 9, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASSIA CAPITAL PARTNERS LLC

CRD 159911 · SEC 801-119057

AUM

$194M

Regulatory assets under management

Employees

475 client accounts

Services offered by CASSIA CAPITAL PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CASSIA CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does James R Helvey offer?

James R Helvey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WINSTON SALEM, North Carolina for a consultation.

What are James R Helvey's credentials?

James R Helvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James R Helvey located?

James R Helvey is based in WINSTON SALEM, North Carolina, working with CASSIA CAPITAL PARTNERS LLC. Their office serves clients in the WINSTON SALEM metropolitan area and surrounding communities.

How does James R Helvey charge for services?

James R Helvey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASSIA CAPITAL PARTNERS LLC?

CASSIA CAPITAL PARTNERS LLC has approximately 5 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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