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Ross Phillip Roggensack

OAK CITY CONSULTING, LLC·WAKE FOREST, North Carolina
Series 7, Series 31, Series 63, Series 65Clean record24 years registeredOAK CITY CONSULTING, LLC
214 E JONES AVE, WAKE FOREST, NC 27587CRD# 2088668Firm CRD# 162220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ross Phillip Roggensack · WAKE FOREST, NC
Registration
CRD #2088668 · OAK CITY CONSULTING, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

OAK CITY INVESTMENT CONSULTING
Apr 2012 – present
MORGAN KEEGAN & COMPANY, INC.
Jan 2009 – Mar 2012
RALEIGH, NC
CITIGROUP GLOBAL MARKETS INC.
Dec 2001 – Feb 2009
RALEIGH, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · December 31, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OAK CITY CONSULTING, LLC
CRD 162220 · SEC 801-74468
AUM
$783M
Regulatory assets under management
Employees
6
245 client accounts
Services offered by OAK CITY CONSULTING, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at OAK CITY CONSULTING, LLC →
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05

Frequently Asked Questions

What services does Ross Phillip Roggensack offer?
Ross Phillip Roggensack specializes in Investment Management, Wealth Management. Contact their office in WAKE FOREST, North Carolina for a consultation.
What are Ross Phillip Roggensack's credentials?
Ross Phillip Roggensack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ross Phillip Roggensack located?
Ross Phillip Roggensack is based in WAKE FOREST, North Carolina, working with OAK CITY CONSULTING, LLC. Their office serves clients in the WAKE FOREST metropolitan area and surrounding communities.
How does Ross Phillip Roggensack charge for services?
Ross Phillip Roggensack's firm is compensated through percentage of aum, other: license fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAK CITY CONSULTING, LLC?
OAK CITY CONSULTING, LLC has approximately 6 employees and manages $783M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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