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Carl Andrew Millard

MILLARD & COMPANY, INC.·TRYON, North Carolina
Series 7, Series 24, Series 63, Series 65Clean record26 years registeredMILLARD & COMPANY, INC.
22 DEPOT STREET, TRYON, NC 28782CRD# 2477172Firm CRD# 154394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl Andrew Millard · TRYON, NC
Registration
CRD #2477172 · MILLARD & COMPANY, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

ANDY MILLARD ADVISORY, LLC
Mar 2021 – present
MILLARD & COMPANY, INC.
Jul 2010 – Apr 2016
TRYON, NC
MAIN STREET FINANCIAL GROUP, INC
Jun 2000 – Sep 2010
TRYON, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 5, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MILLARD & COMPANY, INC.
CRD 154394 · SEC 801-71648
AUM
$62M
Regulatory assets under management
Employees
1
324 client accounts
Services offered by MILLARD & COMPANY, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MILLARD & COMPANY, INC. →
Introduction

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05

Frequently Asked Questions

What services does Carl Andrew Millard offer?
Carl Andrew Millard specializes in Financial Planning, Investment Management. Contact their office in TRYON, North Carolina for a consultation.
What are Carl Andrew Millard's credentials?
Carl Andrew Millard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl Andrew Millard located?
Carl Andrew Millard is based in TRYON, North Carolina, working with MILLARD & COMPANY, INC.. Their office serves clients in the TRYON metropolitan area and surrounding communities.
How does Carl Andrew Millard charge for services?
Carl Andrew Millard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MILLARD & COMPANY, INC.?
MILLARD & COMPANY, INC. has approximately 1 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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