Claim Profile
Unclaimed Profile
CP

Charles Franklin Parks

C.F. PARKS & CO., INC.·SALISBURY, North Carolina
SIE, Series 7, Series 24, Series 63, Series 65, Series 6620 years registeredC.F. PARKS & CO., INC.
1932 SOUTH MAIN STREET, SALISBURY, NC 28144CRD# 1113737Firm CRD# 109843

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Franklin Parks · SALISBURY, NC
Registration
CRD #1113737 · C.F. PARKS & CO., INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

Jun 2006present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 66
Registration record
First registered · June 6, 2006
Years registered · 20
03

Disclosure History

2017Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
C.F. PARKS & CO., INC.
CRD 109843 · SEC 801-31614
AUM
$43M
Regulatory assets under management
Employees
6
541 client accounts
Services offered by C.F. PARKS & CO., INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SALISBURY?

Browse all registered financial advisors in SALISBURY, North Carolina or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Charles Franklin Parks offer?
Charles Franklin Parks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SALISBURY, North Carolina for a consultation.
What are Charles Franklin Parks's credentials?
Charles Franklin Parks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Franklin Parks located?
Charles Franklin Parks is based in SALISBURY, North Carolina, working with C.F. PARKS & CO., INC.. Their office serves clients in the SALISBURY metropolitan area and surrounding communities.
How does Charles Franklin Parks charge for services?
Charles Franklin Parks's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is C.F. PARKS & CO., INC.?
C.F. PARKS & CO., INC. has approximately 6 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →