Unclaimed Profile

Joseph Edward Sweeney

CORNERSTONE WEALTH GROUP, LLC·HUNTERSVILLE, North Carolina

SIE, Series 3, Series 7, Series 63, Series 66Clean record31 years registeredCORNERSTONE WEALTH GROUP, LLC

16810 KENTON DRIVE, HUNTERSVILLE, NC 28078CRD# 1299368Firm CRD# 289971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Edward Sweeney · HUNTERSVILLE, NC

Registration

CRD #1299368 · CORNERSTONE WEALTH GROUP, LLC · 31 years registered

Brand Profile

Not yet started

Career History

MUTUAL SECURITIES, INC.

Mar 2021 – present

CORNERSTONE WEALTH

Mar 2021 – present

CORNERSTONE WEALTH

Jan 2018 – Aug 2019

San Francisco, CA

CORNERSTONE WEALTH

Oct 2015 – Dec 2017

San Francisco, CA

GRYPHON CAPITAL MANAGEMENT, LLC

Mar 1995 – Sep 2014

NAPA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 66

Registration record

First registered · March 30, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORNERSTONE WEALTH GROUP, LLC

CRD 289971 · SEC 801-112164

AUM

$1.3B

Regulatory assets under management

Employees

2,093 client accounts

Services offered by CORNERSTONE WEALTH GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORNERSTONE WEALTH GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Edward Sweeney offer?

Joseph Edward Sweeney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HUNTERSVILLE, North Carolina for a consultation.

What are Joseph Edward Sweeney's credentials?

Joseph Edward Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Edward Sweeney located?

Joseph Edward Sweeney is based in HUNTERSVILLE, North Carolina, working with CORNERSTONE WEALTH GROUP, LLC. Their office serves clients in the HUNTERSVILLE metropolitan area and surrounding communities.

How does Joseph Edward Sweeney charge for services?

Joseph Edward Sweeney's firm is compensated through percentage of aum, subscription fees, other: revenue sharing on eligible credit and cash management solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE WEALTH GROUP, LLC?

CORNERSTONE WEALTH GROUP, LLC has approximately 50 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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