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Stephen Paul Lain

LAIN, STEPHEN PAUL·HIGH POINT, North Carolina
Clean recordLAIN, STEPHEN PAUL
707 WESTCHESTER DRIVE, HIGH POINT, NC 27262-2418CRD# 1253490Firm CRD# 116840

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Paul Lain · HIGH POINT, NC
Registration
CRD #1253490 · LAIN, STEPHEN PAUL
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Paul Lain is a registered financial advisor based in HIGH POINT, North Carolina, affiliated with LAIN, STEPHEN PAUL. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
LAIN, STEPHEN PAUL
LAIN ASSET MANAGEMENT & PLANNING
AUM
$44M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at LAIN, STEPHEN PAUL →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1253490
Firm CRD# 116840
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Paul Lain offer?
Stephen Paul Lain specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HIGH POINT, North Carolina for a consultation.
What are Stephen Paul Lain's credentials?
Stephen Paul Lain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Paul Lain located?
Stephen Paul Lain is based in HIGH POINT, North Carolina, working with LAIN, STEPHEN PAUL. Their office serves clients in the HIGH POINT metropolitan area and surrounding communities.
How does Stephen Paul Lain charge for services?
Stephen Paul Lain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAIN, STEPHEN PAUL?
LAIN, STEPHEN PAUL has approximately 1 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in North Carolina
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Research
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