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Michael Eugene Brodnax

CAPITAL OPTIONS, INC.·HENDERSONVILLE, North Carolina
SIE, Series 1, Series 7, Series 24, Series 63, Series 6523 years registeredCAPITAL OPTIONS, INC.
538 N. MAIN STREET, HENDERSONVILLE, NC 28792-5089CRD# 709293Firm CRD# 309840

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Eugene Brodnax · HENDERSONVILLE, NC
Registration
CRD #709293 · CAPITAL OPTIONS, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CAPITAL OPTIONS, INC.
CAPITAL OPTIONS, INC.
Jul 2020 – Jul 2024
Laurel Park, NC
WEALTH MANAGEMENT ADVISORS, LLC
May 2014 – Aug 2020
Hendersonville, NC
IC ADVISORY SERVICES, INC.
Jun 2006 – May 2014
BEDMINSTER, NJ
THE INVESTMENT CENTER, INC.
May 2003 – Jun 2006
HENDERSONVILLE, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 6, 2003
Years registered · 23
03

Disclosure History

1995Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CAPITAL OPTIONS, INC.
CRD 309840 · SEC 801-119121
AUM
$155M
Regulatory assets under management
Employees
1
124 client accounts
Services offered by CAPITAL OPTIONS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAPITAL OPTIONS, INC. →
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05

Frequently Asked Questions

What services does Michael Eugene Brodnax offer?
Michael Eugene Brodnax specializes in Financial Planning, Investment Management.
What are Michael Eugene Brodnax's credentials?
Michael Eugene Brodnax is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Eugene Brodnax located?
Michael Eugene Brodnax is based in HENDERSONVILLE, North Carolina, last registered with CAPITAL OPTIONS, INC..
How does Michael Eugene Brodnax charge for services?
Michael Eugene Brodnax's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL OPTIONS, INC.?
CAPITAL OPTIONS, INC. has approximately 1 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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