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Toney Otis Falkner

PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC·HENDERSON, North Carolina
Series 7, Series 63, Series 65Clean record24 years registeredPRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
129 W. BELLE STREET, HENDERSON, NC 27536CRD# 2820826Firm CRD# 149889

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Toney Otis Falkner · HENDERSON, NC
Registration
CRD #2820826 · PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
Oct 2009 – present
ASSET MANAGEMENT SERVICES
Jan 2005 – Oct 2009
HENDERSON, NC
ASSET MANAGEMENT SERVICES
Jan 2003 – Dec 2004
HENDERSON, NC
RAYMOND JAMES FINANCIAL SERVICES
Dec 2001 – Jan 2003
HENDERSON, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · December 31, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
CRD 149889 · SEC 801-108507
AUM
$165M
Regulatory assets under management
Employees
4
837 client accounts
Services offered by PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC →
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05

Frequently Asked Questions

What services does Toney Otis Falkner offer?
Toney Otis Falkner specializes in Financial Planning, Investment Management. Contact their office in HENDERSON, North Carolina for a consultation.
What are Toney Otis Falkner's credentials?
Toney Otis Falkner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Toney Otis Falkner located?
Toney Otis Falkner is based in HENDERSON, North Carolina, working with PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC. Their office serves clients in the HENDERSON metropolitan area and surrounding communities.
How does Toney Otis Falkner charge for services?
Toney Otis Falkner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC?
PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC has approximately 4 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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