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Caren Margaret Sterner

ALUMINA INVESTMENT MANAGEMENT, LLC·CHARLOTTE, North Carolina
Unclaimed Profile
6302 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 6071238Firm CRD# 164273
01

About

Caren Margaret Sterner is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with ALUMINA INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
ALUMINA INVESTMENT MANAGEMENT, LLC
ALUMINA INVESTMENT MANAGEMENT
AUM
$12.0B
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at ALUMINA INVESTMENT MANAGEMENT, LLC →
Services
Selection of other advisers
Other
04

Background

Compensation
Subscription fees
Other: FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL
Regulatory
SEC/IARD CRD# 6071238
Firm CRD# 164273
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Caren Margaret Sterner offer?
Caren Margaret Sterner specializes in Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Caren Margaret Sterner's credentials?
Caren Margaret Sterner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caren Margaret Sterner located?
Caren Margaret Sterner is based in CHARLOTTE, North Carolina, working with ALUMINA INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Caren Margaret Sterner charge for services?
Caren Margaret Sterner's firm is compensated through subscription fees, other: fee determined as a % of client total capital. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALUMINA INVESTMENT MANAGEMENT, LLC?
ALUMINA INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $12.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in North Carolina
RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)
City Guides
RALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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