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Richard Lewis Maxwell Godfrey

RAVEN ROCK CAPITAL MANAGEMENT, LLC·CHAPEL HILL, North Carolina
Clean recordRAVEN ROCK CAPITAL MANAGEMENT, LLC
55 VILCOM CENTER DRIVE, CHAPEL HILL, NC 27514CRD# 3064258Firm CRD# 155925

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Lewis Maxwell Godfrey · CHAPEL HILL, NC
Registration
CRD #3064258 · RAVEN ROCK CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Lewis Maxwell Godfrey is a registered financial advisor based in CHAPEL HILL, North Carolina, affiliated with RAVEN ROCK CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
RAVEN ROCK CAPITAL MANAGEMENT, LLC
RAVEN ROCK
AUM
$18M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at RAVEN ROCK CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PERFORMANCE BASED INCENTIVE ALLOCATIONS
Regulatory
SEC/IARD CRD# 3064258
Firm CRD# 155925
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Lewis Maxwell Godfrey offer?
Richard Lewis Maxwell Godfrey specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHAPEL HILL, North Carolina for a consultation.
What are Richard Lewis Maxwell Godfrey's credentials?
Richard Lewis Maxwell Godfrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lewis Maxwell Godfrey located?
Richard Lewis Maxwell Godfrey is based in CHAPEL HILL, North Carolina, working with RAVEN ROCK CAPITAL MANAGEMENT, LLC. Their office serves clients in the CHAPEL HILL metropolitan area and surrounding communities.
How does Richard Lewis Maxwell Godfrey charge for services?
Richard Lewis Maxwell Godfrey's firm is compensated through percentage of aum, performance-based fees, other: performance based incentive allocations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RAVEN ROCK CAPITAL MANAGEMENT, LLC?
RAVEN ROCK CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $18M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RAVEN ROCK CAPITAL MANAGEMENT, LLC

Nathaniel Duffee Brown
CHAPEL HILL, NC
Guy Barry Caplan
CHAPEL HILL, NC
Andrew Bradley Ferguson
CHAPEL HILL, NC
Robert Craig Richardson
CHAPEL HILL, NC
Thomas Lynn Loughrey
CHAPEL HILL, NC

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Nearby cities in North Carolina
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Research
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