Unclaimed Profile

Douglas Charles Coppola

CLIENT FIRST ADVISORS, LLC·CHAPEL HILL, North Carolina

Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 63Clean record23 years registeredCLIENT FIRST ADVISORS, LLC

1414 RALEIGH ROAD, CHAPEL HILL, NC 27517CRD# 834198Firm CRD# 159254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Charles Coppola · CHAPEL HILL, NC

Registration

CRD #834198 · CLIENT FIRST ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CROWN WEALTH GROUP LLC

Oct 2019 – present

CLIENT FIRST ADVISORS, LLC

Nov 2011 – Oct 2019

MOUNT PLEASANT, SC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Nov 2011

CHAPEL HILL, NC

RAYMOND JAMES FINANCIAL SERVICES

May 2005 – Jan 2009

CHAPEL HILL, NC

CITIGROUP GLOBAL MARKETS INC.

Oct 2002 – May 2004

FLORHAM PARK, NJ

Registrations & Exams

FINRA examinations passed

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 63

Registration record

First registered · October 11, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIENT FIRST ADVISORS, LLC

CRD 159254 · SEC 801-72804

AUM

$33M

Regulatory assets under management

Employees

100 client accounts

Services offered by CLIENT FIRST ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CLIENT FIRST ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Charles Coppola offer?

Douglas Charles Coppola specializes in Investment Management, Wealth Management. Contact their office in CHAPEL HILL, North Carolina for a consultation.

What are Douglas Charles Coppola's credentials?

Douglas Charles Coppola is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Charles Coppola located?

Douglas Charles Coppola is based in CHAPEL HILL, North Carolina, working with CLIENT FIRST ADVISORS, LLC. Their office serves clients in the CHAPEL HILL metropolitan area and surrounding communities.

How does Douglas Charles Coppola charge for services?

Douglas Charles Coppola's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIENT FIRST ADVISORS, LLC?

CLIENT FIRST ADVISORS, LLC has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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