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Michael Reid Collie

COLLIE FINANCIAL PLANNING, INC.·BLACK MOUNTAIN, North Carolina
Series 7, Series 63, Series 66Clean record25 years registeredCOLLIE FINANCIAL PLANNING, INC.
103 BLACK MOUNTAIN AVE, BLACK MOUNTAIN, NC 28711CRD# 4306671Firm CRD# 134884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Reid Collie · BLACK MOUNTAIN, NC
Registration
CRD #4306671 · COLLIE FINANCIAL PLANNING, INC. · 25 years registered
Brand Profile
Not yet started
01

Career History

COLLIE FINANCIAL PLANNING, INC.
Jan 2015 – present
WACHOVIA SECURITIES, LLC
May 2004 – Aug 2005
ASHEVILLE, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
Feb 2001 – May 2004
WAYNESVILLE, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · February 14, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
COLLIE FINANCIAL PLANNING, INC.
CRD 134884 · SEC 801-123192
AUM
$120M
Regulatory assets under management
Employees
2
614 client accounts
Services offered by COLLIE FINANCIAL PLANNING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at COLLIE FINANCIAL PLANNING, INC. →
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05

Frequently Asked Questions

What services does Michael Reid Collie offer?
Michael Reid Collie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BLACK MOUNTAIN, North Carolina for a consultation.
What are Michael Reid Collie's credentials?
Michael Reid Collie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Reid Collie located?
Michael Reid Collie is based in BLACK MOUNTAIN, North Carolina, working with COLLIE FINANCIAL PLANNING, INC.. Their office serves clients in the BLACK MOUNTAIN metropolitan area and surrounding communities.
How does Michael Reid Collie charge for services?
Michael Reid Collie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COLLIE FINANCIAL PLANNING, INC.?
COLLIE FINANCIAL PLANNING, INC. has approximately 2 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
CHARLOTTE (332)RALEIGH (174)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideASHEVILLE GuideCHAPEL HILL Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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