Unclaimed Profile

Joel Barber Adams

JOEL ADAMS AND ASSOCIATES INC.·ASHEVILLE, North Carolina

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record24 years registeredJOEL ADAMS AND ASSOCIATES INC.

545 MERRIMON AVENUE, ASHEVILLE, NC 28804CRD# 1396354Firm CRD# 319379

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Barber Adams · ASHEVILLE, NC

Registration

CRD #1396354 · JOEL ADAMS AND ASSOCIATES INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOEL ADAMS AND ASSOCIATES INC.

JOEL ADAMS AND ASSOCIATES INC.

Jul 2022 – Jan 2023

ASHEVILLE, NC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jul 2022

ASHEVILLE, NC

RAYMOND JAMES FINANCIAL SERVICES

Dec 2001 – Jan 2009

ASHEVILLE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOEL ADAMS AND ASSOCIATES INC.

CRD 319379 · SEC 801-123660

AUM

$244M

Regulatory assets under management

Employees

925 client accounts

Services offered by JOEL ADAMS AND ASSOCIATES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOEL ADAMS AND ASSOCIATES INC. →

Introduction

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Frequently Asked Questions

What services does Joel Barber Adams offer?

Joel Barber Adams specializes in Financial Planning, Investment Management.

What are Joel Barber Adams's credentials?

Joel Barber Adams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Barber Adams located?

Joel Barber Adams is based in ASHEVILLE, North Carolina, last registered with JOEL ADAMS AND ASSOCIATES INC..

How does Joel Barber Adams charge for services?

Joel Barber Adams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOEL ADAMS AND ASSOCIATES INC.?

JOEL ADAMS AND ASSOCIATES INC. has approximately 3 employees and manages $244M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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