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Stephen Joseph Ciepiela

CHARLES STEPHEN AND COMPANY, INC.·ALBUQUERQUE, New Mexico
Unclaimed Profile
5951 JEFFERSON COURT NE, ALBUQUERQUE, NM 87109CRD# 706085Firm CRD# 106916
01

About

Stephen Joseph Ciepiela is a registered financial advisor based in ALBUQUERQUE, New Mexico, affiliated with CHARLES STEPHEN AND COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CHARLES STEPHEN AND COMPANY, INC.
CHARLES STEPHEN AND COMPANY, INC.
AUM
$205M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at CHARLES STEPHEN AND COMPANY, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Commissions
Regulatory
SEC/IARD CRD# 706085
Firm CRD# 106916
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Joseph Ciepiela offer?
Stephen Joseph Ciepiela specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are Stephen Joseph Ciepiela's credentials?
Stephen Joseph Ciepiela is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Joseph Ciepiela located?
Stephen Joseph Ciepiela is based in ALBUQUERQUE, New Mexico, working with CHARLES STEPHEN AND COMPANY, INC.. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does Stephen Joseph Ciepiela charge for services?
Stephen Joseph Ciepiela's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARLES STEPHEN AND COMPANY, INC.?
CHARLES STEPHEN AND COMPANY, INC. has approximately 10 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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