Unclaimed Profile

Alan Howard Wapnick

STRATEGY ASSET MANAGERS L.L.C.·WOODCLIFF LAKE, New Jersey

Series 7Clean record19 years registeredSTRATEGY ASSET MANAGERS L.L.C.

50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677CRD# 728670Firm CRD# 109939

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Howard Wapnick · WOODCLIFF LAKE, NJ

Registration

CRD #728670 · STRATEGY ASSET MANAGERS L.L.C. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGY ASSET MANAGERS L.L.C.

STRATEGY ASSET MANAGERS L.L.C.

Apr 2007 – Jun 2019

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · April 24, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGY ASSET MANAGERS L.L.C.

CRD 109939 · SEC 801-60049

AUM

$631M

Regulatory assets under management

Employees

975 client accounts

Services offered by STRATEGY ASSET MANAGERS L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGY ASSET MANAGERS L.L.C. →

Introduction

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Frequently Asked Questions

What services does Alan Howard Wapnick offer?

Alan Howard Wapnick specializes in Financial Planning, Investment Management, Wealth Management.

What are Alan Howard Wapnick's credentials?

Alan Howard Wapnick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Howard Wapnick located?

Alan Howard Wapnick is based in WOODCLIFF LAKE, New Jersey, last registered with STRATEGY ASSET MANAGERS L.L.C..

How does Alan Howard Wapnick charge for services?

Alan Howard Wapnick's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGY ASSET MANAGERS L.L.C.?

STRATEGY ASSET MANAGERS L.L.C. has approximately 12 employees and manages $631M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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