Unclaimed Profile

Harli Lynn Palme

MODERA WEALTH MANAGEMENT, LLC·WESTWOOD, New Jersey

Series 65Clean record20 years registeredMODERA WEALTH MANAGEMENT, LLC

56 JEFFERSON AVENUE, WESTWOOD, NJ 07675CRD# 5087332Firm CRD# 155649

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harli Lynn Palme · WESTWOOD, NJ

Registration

CRD #5087332 · MODERA WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

MODERA WEALTH MANAGEMENT, LLC

Apr 2023 – present

PARSEC FINANCIAL

Jan 2006 – Apr 2023

ASHEVILLE, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MODERA WEALTH MANAGEMENT, LLC

CRD 155649 · SEC 801-71973

AUM

$12.5B

Regulatory assets under management

Employees

200

18,992 client accounts

Services offered by MODERA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MODERA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Harli Lynn Palme offer?

Harli Lynn Palme specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTWOOD, New Jersey for a consultation.

What are Harli Lynn Palme's credentials?

Harli Lynn Palme is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harli Lynn Palme located?

Harli Lynn Palme is based in WESTWOOD, New Jersey, working with MODERA WEALTH MANAGEMENT, LLC. Their office serves clients in the WESTWOOD metropolitan area and surrounding communities.

How does Harli Lynn Palme charge for services?

Harli Lynn Palme's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MODERA WEALTH MANAGEMENT, LLC?

MODERA WEALTH MANAGEMENT, LLC has approximately 200 employees and manages $12.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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