Unclaimed Profile

Karl H Graf

GRAF FINANCIAL ADVISORS, LLC·WAYNE, New Jersey

Series 7, Series 63Clean record18 years registeredGRAF FINANCIAL ADVISORS, LLC

1680 ROUTE 23, SUITE 110, WAYNE, NJ 07470CRD# 1888675Firm CRD# 124388

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl H Graf · WAYNE, NJ

Registration

CRD #1888675 · GRAF FINANCIAL ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRAF FINANCIAL ADVISORS, LLC

MODERA WEALTH MANAGEMENT, LLC

Jan 2016 – Apr 2026

CHARLOTTE, NC

GRAF FINANCIAL ADVISORS, LLC

Jan 2008 – Jul 2016

WAYNE, NJ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 2, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRAF FINANCIAL ADVISORS, LLC

CRD 124388 · SEC 801-61830

AUM

$54M

Regulatory assets under management

Employees

265 client accounts

Services offered by GRAF FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRAF FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Karl H Graf offer?

Karl H Graf specializes in Financial Planning, Investment Management, Wealth Management.

What are Karl H Graf's credentials?

Karl H Graf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl H Graf located?

Karl H Graf is based in WAYNE, New Jersey, last registered with GRAF FINANCIAL ADVISORS, LLC.

How does Karl H Graf charge for services?

Karl H Graf's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRAF FINANCIAL ADVISORS, LLC?

GRAF FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $54M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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