Unclaimed Profile

Stephen Ely

TRADITION CAPITAL MANAGEMENT LLC·SUMMIT, New Jersey

Clean recordTRADITION CAPITAL MANAGEMENT LLC

129 SUMMIT AVENUE, SUMMIT, NJ 07901CRD# 200762Firm CRD# 113755

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Ely · SUMMIT, NJ

Registration

CRD #200762 · TRADITION CAPITAL MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Ely is a registered financial advisor based in SUMMIT, New Jersey, affiliated with TRADITION CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

TRADITION CAPITAL MANAGEMENT LLC

AUM

$612M

Regulatory assets under management

Employees

Total firm employees

View all advisors at TRADITION CAPITAL MANAGEMENT LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Other: FINANCIAL PLANNING & CONSULTING FEES

Regulatory

SEC/IARD CRD# 200762

Firm CRD# 113755

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Ely offer?

Stephen Ely specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SUMMIT, New Jersey for a consultation.

What are Stephen Ely's credentials?

Stephen Ely is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Ely located?

Stephen Ely is based in SUMMIT, New Jersey, working with TRADITION CAPITAL MANAGEMENT LLC. Their office serves clients in the SUMMIT metropolitan area and surrounding communities.

How does Stephen Ely charge for services?

Stephen Ely's firm is compensated through percentage of aum, other: financial planning & consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADITION CAPITAL MANAGEMENT LLC?

TRADITION CAPITAL MANAGEMENT LLC has approximately 20 employees and manages $612M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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