Unclaimed Profile

Stephen Michael Barral

GULFSTREAM CM, LLC·SUMMIT, New Jersey

SIE, Series 7, Series 8, Series 24, Series 55, Series 63, Series 65Clean record11 years registeredGULFSTREAM CM, LLC

450 SPRINGFIELD AVENUE, SUITE 204, SUMMIT, NJ 07901CRD# 1303911Firm CRD# 165459

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Barral · SUMMIT, NJ

Registration

CRD #1303911 · GULFSTREAM CM, LLC · 11 years registered

Brand Profile

Not yet started

Career History

GULFSTREAM CM, LLC

Jul 2015 – present

GULFSTREAM CM, LLC

Jun 2015 – Dec 2024

SUMMIT, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · June 4, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GULFSTREAM CM, LLC

CRD 165459 · SEC 801-77699

AUM

$244M

Regulatory assets under management

Employees

21 client accounts

Services offered by GULFSTREAM CM, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at GULFSTREAM CM, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Barral offer?

Stephen Michael Barral specializes in Investment Management, Retirement Planning. Contact their office in SUMMIT, New Jersey for a consultation.

What are Stephen Michael Barral's credentials?

Stephen Michael Barral is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Barral located?

Stephen Michael Barral is based in SUMMIT, New Jersey, working with GULFSTREAM CM, LLC. Their office serves clients in the SUMMIT metropolitan area and surrounding communities.

How does Stephen Michael Barral charge for services?

Stephen Michael Barral's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GULFSTREAM CM, LLC?

GULFSTREAM CM, LLC has approximately 8 employees and manages $244M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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