Unclaimed Profile

Ann Frances Kaplan

CIRCLE WEALTH MANAGEMENT, LLC·SUMMIT, New Jersey

Series 7, Series 53Clean record4 years registeredCIRCLE WEALTH MANAGEMENT, LLC

47 MAPLE STREET, SUMMIT, NJ 07901CRD# 848297Firm CRD# 142878

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Frances Kaplan · SUMMIT, NJ

Registration

CRD #848297 · CIRCLE WEALTH MANAGEMENT, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CIRCLE WEALTH MANAGEMENT, LLC

CIRCLE WEALTH MANAGEMENT, LLC

Sep 2021 – Mar 2025

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 53

Registration record

First registered · September 4, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CIRCLE WEALTH MANAGEMENT, LLC

CRD 142878 · SEC 801-67841

AUM

$10.2B

Regulatory assets under management

Employees

958 client accounts

Services offered by CIRCLE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CIRCLE WEALTH MANAGEMENT, LLC →

Introduction

Speak with Ann

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ann is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SUMMIT?

Browse all registered financial advisors in SUMMIT, New Jersey or claim this profile if it's yours.

Browse SUMMIT Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ann Frances Kaplan offer?

Ann Frances Kaplan specializes in Financial Planning, Investment Management.

What are Ann Frances Kaplan's credentials?

Ann Frances Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ann Frances Kaplan located?

Ann Frances Kaplan is based in SUMMIT, New Jersey, last registered with CIRCLE WEALTH MANAGEMENT, LLC.

How does Ann Frances Kaplan charge for services?

Ann Frances Kaplan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CIRCLE WEALTH MANAGEMENT, LLC?

CIRCLE WEALTH MANAGEMENT, LLC has approximately 20 employees and manages $10.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →